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Circulars and communications
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Financial oversight
Prudential supervision
Areas of responsibility
Stockbroking firms
Circulars and communications
Circulars and communications
Area: Stockbroking firms
Shareholders and management
Regulatory coefficients
Periodical information and accounting rules
Sound governance and internal control
Activity conditions
Risk management
Money laundering and terrorist financing
Particular mechanisms
Circulars for auditors
Resolution
Miscellaneous
All circulars and communications
Related links and documents
Communication to candidate shareholders and assigning shareholders
Provision of the annual accounts format
